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Socially Aware Blog The Law and Business of Social Media

Category Archives: Investment Management Law

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The Social Media Experiment: Challenges for Broker-Dealers and Investment Advisers

Posted in Financial Institutions, Investment Management Law, Securities Law

The announcement by a Wall Street firm that it plans to give its financial advisers limited access to social media websites has been viewed by many as inevitable.  Morgan Stanley’s foray into the fast-changing world of social media highlights the difficulties faced by broker-dealers and investment advisers and the regulators who oversee them.  As more… Continue Reading